Plan Design Consulting
- Monitor Eligibility & Deferrals (by Source)
- Prepare Pro Forma Contribution Modeling: Safe Harbor Election; Pro Rata Profit Sharing; New Comparability P/S; Age-Weighted P/S
- Verify Participant Vesting by Source
Investment Management & Advice
- Qualified Default Investment Alternative (QDIA)
- Establish Plan Governance Documentation
- Prepare Investment Option Summaries
- Monitor Investment Option Changes
- Coordinate with 3(21) Consultant
Plan Administration & Compliance
- Maintain Plan Documents
- Recommend Insurance & Bonding Levels
- Oversee Annual Non-Discrimination Testing
- Confirm Accuracy of Annual Tax Filings
- Monitor Service Provider Fees & Performance
Participant Communication
- Review Participant Notices
- Evaluate Required Plan Disclosures
- Coordinate Service Provider(s) Fulfilment